학술논문
More Flexibility For A Streamlined Approach To Conducting Suitability Checks On Sophisticated Professional Investors
Document Type
News
Author
Source
Mondaq Business Briefing. August 8, 2023
Subject
Language
English
Abstract
The Securities and Futures Commission and the Hong Kong Monetary Authority issued a joint circular on 28 July 2023 setting out procedures that intermediaries can streamline (Streamlined Approach) for compliance [...]