학술논문
Financial crime
Document Type
Journal Article
Author
Source
C.O.B. 2011, 86(May), 1-23
Subject
Language
English
ISSN
1478-1964
Abstract
Presents an overview of legal and regulatory developments in the area of financial crime including: (1) the Financial Services Authority's financial crime objectives; (2) the scope and aims of the Financial Conduct Authority; (3) financial crime systems and controls; (4) the provisions of the Bribery Act 2010; and (5) the Securities and Exchange Commission's expanded administrative powers under the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010.