학술논문

`Gramm & Dodd' and money manager oversight.
Document Type
Editorial
Source
Pensions & Investments. 5/12/97 Special Issue, Vol. 25 Issue 10, p16. 5/8p.
Subject
*Finance laws
*Investment advisors
Language
ISSN
1050-4974
Abstract
Opinion. Discusses the United States Securities and Exchange Commision's intentions to change regulations relevant to the investment adviser industry, through the implementation of the 1996 National Securities Markets Improvement Act. Benefits of the act to institutional advisers; How changes are applicable.